TY - BOOK
T1 - The co-evolution of people and water: modelling framework for coupled socio-hydrology systems and insights for water resource management
AU - Elshafei, Yasmina
PY - 2016/1
Y1 - 2016/1
N2 - It is increasingly acknowledged that the challenge of sustainable freshwater management
requires identification and characterization of the underlying components, interactions
and co‐evolving dynamics inherent in the coupled human‐hydrology system. To this end, a
broadly applicable conceptual framework is needed to guide the consistent formulation of
catchment models that include adequate representation of socioeconomic systems – and
the dynamic feedbacks between human and natural systems. To achieve this goal, this
research is comprised of three parts.
Firstly, a generic conceptual socio‐hydrology framework applicable to agricultural
catchments is presented, made up of six key components that combine to form the coupled
system dynamics: namely, catchment hydrology, population, economics, environment,
socioeconomic sensitivity and collective response. The conceptual framework posits two
novel constructs (i) a composite socioeconomic driving variable, termed the Community
Sensitivity state variable, which seeks to capture the perceived level of threat to a
community’s quality of life, and acts as a key link tying together one of the fundamental
feedback loops of the coupled system, and (ii) a Behavioural Response variable as the
observable feedback mechanism, which reflects land and water management decisions
relevant to the hydrological context. The framework makes a further contribution through
the introduction of three macro‐scale parameters that enable it to normalise for
differences in climate, socioeconomic and political gradients across study sites. In this
way, the framework provides for both macro‐scale contextual parameters, which allow for
comparative studies to be undertaken, and catchment‐specific conditions, by way of
tailored “closure relationships”, in order to ensure that site‐specific and applicationspecific
contexts of socio‐hydrologic problems can be accommodated.
The second component of the research involves the application of the framework to build
a localised socio‐hydrology model that captures the dynamic water balance evolution and
coupled human response within the Lake Toolibin catchment in West Australia's
wheatbelt region. Two sub‐catchments in different parts of the landscape are selected to
examine the key emergent properties of the coupled system over a 100 year period, by
analysing the two‐way feedbacks of land‐use management (human system feedback) and
land degradation (natural system feedback). Using a relatively simple parameterisation of
Community Sensitivity to land degradation, the model was able to identify positive and
negative feedbacks, the presence of threshold behaviour, timescale differences between
fast and slow moving variables, differences in time lags resulting from disparate resistance levels of the natural system, and the degree of adaptive learning inherent in the human
system. Specifically, the valley floor sub‐catchment demonstrated a threshold shift in the
human feedback after 60 years, whilst the upslope sub‐catchment showed no sign of
reaching a threshold shift in 100 years. The results demonstrate that the fully
parameterised case‐study model is able to quantify coupled system dynamics and isolate
the inherent two‐way feedbacks.
Finally, the research addresses two fundamental information gaps concerning the
sensitivity of coupled system feedbacks to various endogenous system properties and
exogenous societal contexts and the implications of socio‐hydrological models to water
management. An idealised implementation of the model is used to explore the sensitivity
of emergent dynamics resulting from bi‐directional feedbacks to assumptions regarding
(a) internal system properties that control the internal dynamics of the coupled system
and (b) the external socio‐political context, and results are interpreted within the context
of water resource management decision making. The analysis investigates feedback
behaviour in three ways, (a) via a global sensitivity analysis on key parameters and
equilibrium analyses on model outputs, (b) through a comparative analysis based on
hypothetical placement of the catchment along various points on an international sociopolitical
gradient, and (c) by assessing the effects of various direct management
intervention scenarios. Results indicate the presence of optimum windows that might
offer the greatest positive impact per unit of management effort. Results further advocate
management tools that encourage an adaptive learning, community‐based approach with
respect to water management, which are found to enhance centralized policy measures.
Thus the research demonstrates that it is possible to use a place‐based socio‐hydrology
model to make abstractions as to the dynamics of bi‐directional feedback behaviour, and
provide insights as to the efficacy of competing and complimentary water management
tools under different circumstances. As the conceptual framework proposed and
implemented in this research is applied across international study sites and gradients in
future, we will develop a deeper understanding of the fundamental interactions and
feedbacks in such complex human‐hydrology systems, thereby allowing hydrologists to
improve social‐ecological systems modelling through better representation of human
feedbacks on hydrological processes, and water managers to improve long‐term policy
and management strategies that take into account adaptive learning within the social
system.
AB - It is increasingly acknowledged that the challenge of sustainable freshwater management
requires identification and characterization of the underlying components, interactions
and co‐evolving dynamics inherent in the coupled human‐hydrology system. To this end, a
broadly applicable conceptual framework is needed to guide the consistent formulation of
catchment models that include adequate representation of socioeconomic systems – and
the dynamic feedbacks between human and natural systems. To achieve this goal, this
research is comprised of three parts.
Firstly, a generic conceptual socio‐hydrology framework applicable to agricultural
catchments is presented, made up of six key components that combine to form the coupled
system dynamics: namely, catchment hydrology, population, economics, environment,
socioeconomic sensitivity and collective response. The conceptual framework posits two
novel constructs (i) a composite socioeconomic driving variable, termed the Community
Sensitivity state variable, which seeks to capture the perceived level of threat to a
community’s quality of life, and acts as a key link tying together one of the fundamental
feedback loops of the coupled system, and (ii) a Behavioural Response variable as the
observable feedback mechanism, which reflects land and water management decisions
relevant to the hydrological context. The framework makes a further contribution through
the introduction of three macro‐scale parameters that enable it to normalise for
differences in climate, socioeconomic and political gradients across study sites. In this
way, the framework provides for both macro‐scale contextual parameters, which allow for
comparative studies to be undertaken, and catchment‐specific conditions, by way of
tailored “closure relationships”, in order to ensure that site‐specific and applicationspecific
contexts of socio‐hydrologic problems can be accommodated.
The second component of the research involves the application of the framework to build
a localised socio‐hydrology model that captures the dynamic water balance evolution and
coupled human response within the Lake Toolibin catchment in West Australia's
wheatbelt region. Two sub‐catchments in different parts of the landscape are selected to
examine the key emergent properties of the coupled system over a 100 year period, by
analysing the two‐way feedbacks of land‐use management (human system feedback) and
land degradation (natural system feedback). Using a relatively simple parameterisation of
Community Sensitivity to land degradation, the model was able to identify positive and
negative feedbacks, the presence of threshold behaviour, timescale differences between
fast and slow moving variables, differences in time lags resulting from disparate resistance levels of the natural system, and the degree of adaptive learning inherent in the human
system. Specifically, the valley floor sub‐catchment demonstrated a threshold shift in the
human feedback after 60 years, whilst the upslope sub‐catchment showed no sign of
reaching a threshold shift in 100 years. The results demonstrate that the fully
parameterised case‐study model is able to quantify coupled system dynamics and isolate
the inherent two‐way feedbacks.
Finally, the research addresses two fundamental information gaps concerning the
sensitivity of coupled system feedbacks to various endogenous system properties and
exogenous societal contexts and the implications of socio‐hydrological models to water
management. An idealised implementation of the model is used to explore the sensitivity
of emergent dynamics resulting from bi‐directional feedbacks to assumptions regarding
(a) internal system properties that control the internal dynamics of the coupled system
and (b) the external socio‐political context, and results are interpreted within the context
of water resource management decision making. The analysis investigates feedback
behaviour in three ways, (a) via a global sensitivity analysis on key parameters and
equilibrium analyses on model outputs, (b) through a comparative analysis based on
hypothetical placement of the catchment along various points on an international sociopolitical
gradient, and (c) by assessing the effects of various direct management
intervention scenarios. Results indicate the presence of optimum windows that might
offer the greatest positive impact per unit of management effort. Results further advocate
management tools that encourage an adaptive learning, community‐based approach with
respect to water management, which are found to enhance centralized policy measures.
Thus the research demonstrates that it is possible to use a place‐based socio‐hydrology
model to make abstractions as to the dynamics of bi‐directional feedback behaviour, and
provide insights as to the efficacy of competing and complimentary water management
tools under different circumstances. As the conceptual framework proposed and
implemented in this research is applied across international study sites and gradients in
future, we will develop a deeper understanding of the fundamental interactions and
feedbacks in such complex human‐hydrology systems, thereby allowing hydrologists to
improve social‐ecological systems modelling through better representation of human
feedbacks on hydrological processes, and water managers to improve long‐term policy
and management strategies that take into account adaptive learning within the social
system.
KW - Socio-hydrology
KW - Water resources
KW - Coupled systems
KW - Water management
KW - Land use change
KW - Catchment model
KW - Bi-directional feedbacks
M3 - Doctoral Thesis
ER -